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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

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