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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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LR 14.1 Application

As Published: 2005

LR 14.1 Application

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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