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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

…

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

…

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

…

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

…

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

…

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

…

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

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