Search Result

1181 - 1200 of 1567 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

CONC 5.1 Application

As Published: 2014

CONC 5.1 Application

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction