Search Result

101 - 120 of 761 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

…

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

…

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

IPRU-INV 5.3 Financial resources

As Published: 2016

IPRU-INV 5.3 Financial resources

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

As Published: 2007

BIPRU 9.14 Recognition of credit risk mitigation on securitisation positions under the IRB approach

…

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

…

IFPRU 10.1 Application

As Published: 2014

IFPRU 10.1 Application

…

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

…

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

…

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…