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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

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MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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CONC 3.11 Not approving certain financial promotions

As Published: 2014

CONC 3.11 Not approving certain financial promotions

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

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