Search Result

1041 - 1060 of 1912 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

IFPRU 10.4 Capital conservation measures

As Published: 2014

IFPRU 10.4 Capital conservation measures

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares