Search Result

821 - 840 of 1623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA