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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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Similar To

PERG 8.3 Financial promotion

COLL 8.5 Powers and responsibilities

SYSC 22.2 Getting, giving and updating references: the main rules

SYSC 4.9 Handover procedures and material

MAR 1.4 Unlawful disclosure

LR 20.4 Continuing obligations

SUP 8.9 Decision making

PR 1.1 Preliminary

FEES 6.7 Payment of levies

SUP 16.10 Verification of firm details

EG 16.2 Disapplication orders

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration