Search Result

601 - 620 of 1570 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)