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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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SUP 14.3 Changes to cross border services

SUP 1A.1 Application and purpose

DTR 1C.2 Modifying rules and consulting the FCA

SUP 10A.1 Application

SUP 16.10 Verification of firm details

FEES 9.1 Application and purpose

DTR 8.2 Approval as a primary information provider

REC 3.6 Constitution and governance

IFPRU 1.2 Significant IFPRU firm

DEPP 6A.2 Deciding whether to take action

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

SUP 16.17 Remuneration reporting

SUP 2.4 'Mystery shopping'

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 9.3 The definition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral