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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 4.6 Advising on regulated mortgage contracts

LR 5.2 Cancelling listing

SUP 16.13 Reporting under the Payment Services Regulations

SUP 10C.15 Forms and other documents and how to submit them to the FCA

LR 3.3 Shares

ICOBS 8.4 Employers’ Liability Insurance

APER 4.4 Statement of Principle 4

LR 5.4A Transfer between listing categories

PERG 8.10 Types of financial promotion

IFPRU 8.2 Large Exposures

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

MAR 10.4 Position reporting

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DISP 1.10 Complaints reporting rules

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 2.2 Case selection and referral criteria

DEPP 8.2 Use of the own-initiative variation of approval power: general

GENPRU 3.1 Application