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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions