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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings