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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

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SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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