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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources