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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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