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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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