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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

COND 1.3 General

As Published: 2013

COND 1.3 General

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules