Search Result

301 - 320 of 1790 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts