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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets