Search Result

101 - 120 of 1473 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SYSC 1.4 Application of SYSC 11 to SYSC 22

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 22

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval