Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

…

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

…

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

…

SYSC 4.9 Handover procedures and material

As Published: 2015

SYSC 4.9 Handover procedures and material

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 13.6 CRD IV

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 16.3 Managing an AIF

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COBS 11.7 Personal account dealing

SUP 13A.2 EEA firms and Treaty firms

COBS 9.4 Suitability reports

SYSC 13.6 People

MAR 5A.5 Systems and controls for algorithmic trading

PERG 5.3 Contracts of insurance

LR 13.8 Other circulars

LR 6.2 Historical financial information requirements

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration