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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

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MCOB 6.3 General

As Published: 2015

MCOB 6.3 General

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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