Search Result

161 - 180 of 1551 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 17.1 Application

As Published: 2005

LR 17.1 Application

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction