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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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PERG 14.8 Financial promotions

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COBS 1.1 General application

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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COLL 6.8 Income: accounting, allocation and distribution

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 10A.16 How to apply for approval and give notifications

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PR 5.6 Miscellaneous

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions