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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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CONC 7.4 Information on status of debts

As Published: 2014

CONC 7.4 Information on status of debts

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LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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PR App 1.1

As Published: 2005

PR App 1.1

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

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PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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