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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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TC App 5.1

As Published: 2010

TC App 5.1

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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