Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

…

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 7A.3 Requirements for algorithmic trading

SUP 10A.4 Specification of functions

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

IPRU-INV 2.1 APPLICATION

TC 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 10.7 Transactions by specialist companies

MCOB 6.9 Regulated sale and rent back agreements

PERG 2.1 Application and purpose

DTR 5.8 Procedures for the notification and disclosure of major holdings

MAR 5.3 Trading process requirements

FEES 10.2 Pensions guidance levy

CONC 13.1 Application

FEES 5.8 Joining the Financial Ombudsman Service

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation