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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

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EG 19.32 The Payment Accounts Regulations 2015

PRIN 3.1 Who?

PR 5.3 Certificate of approval

DISP INTRO 1 Introduction

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 10.3 Asset-freezing injunctions

LR 6.13 Externally managed companies

COLL 9.4 Facilities in the United Kingdom

MCOB 6.9 Regulated sale and rent back agreements

EG 7.2 Alternatives to sanctions

COCON 2.3 Firms: training and breaches

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation