Search Result

941 - 960 of 1313 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

LR 8.1 Application

As Published: 2005

LR 8.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DEPP 8.5 Effects of a breach of condition or time limitation

As Published: 2015

DEPP 8.5 Effects of a breach of condition or time limitation

EG 4.9 Involvement of FCA supervisors during the investigation phase

As Published: 2016

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation