Search Result

921 - 940 of 1545 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application