Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

…

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.2 Applications

EG 9.6 Applications for variation or revocation of prohibition orders

EG 4.13 Preliminary findings letters and preliminary investigation reports

COCON 3.1 General factors for assessing compliance

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

DEPP 2.3 Decision notices and second supervisory notices

SUP 1A.1 Application and purpose

REC 4.4 Complaints

FEES 9.1 Application and purpose

DEPP 6A.2 Deciding whether to take action

SUP 2.4 'Mystery shopping'

LR 13.2 Approval of circulars

FIT 1.2 Introduction