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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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