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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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PERG 2.6 Specified investments: a broad outline

COBS 6.1F Using a platform service for arranging and advising

DISP App 3.3 The approach to considering evidence at step 1

PERG 2.4 Link between activities and the United Kingdom

COBS 4.1 Application

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

EG App 3.1 The FCA

SYSC 4.2 Persons who effectively direct the business

SUP 5.6 Confidential information and privilege

PR 5.3 Certificate of approval

SUP 16.6 Compliance reports

REC 4.1 Application and purpose

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 8.3 Use of the own-initiative powers in urgent cases

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PR 5.6 Miscellaneous

SUP 13A.3 Qualifications for authorisation under the Act

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 6.6 Supervision