Search Result

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

…

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

…

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

…

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

…

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 7A.3 Requirements for algorithmic trading

IPRU-INV 2.1 APPLICATION

FEES 5.8 Joining the Financial Ombudsman Service

COLL 7.2 Suspension and restart of dealings

PERG 4.8 Administering a regulated mortgage contract

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 16.14 Client money and asset return

FEES 6.4 Management expenses

SYSC 19B.1 Application

COLL 9.3 Section 272 recognised schemes

PERG 4.2 Introduction

REC 6.1 Introduction and legal background

SUP 12.9 Record keeping

DTR 4.2 Half-yearly financial reports

ICOBS 1.1 The general application rule

PERG 2.2 Introduction

COLL 6.8 Income: accounting, allocation and distribution

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

PR 1.1 Preliminary

FEES 6.7 Payment of levies