Search Result

441 - 460 of 637 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

…

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

…

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

…

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

…

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

…

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

…

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

…

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

…

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

…

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

…