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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 4.1 Application and purpose

SYSC 8.1 General outsourcing requirements

PERG 2.7 Activities: a broad outline

EG 7.6 Private warnings

LR 9.2 Requirements with continuing application

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 12.7 Notification requirements

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 11.2 Individual recovery plans

PERG 8.3 Financial promotion

APER 3.1 Introduction

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

FEES 9.2 PSR fees

CASS 1A.3 Responsibility for CASS operational oversight

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 18.3 Internal arrangements