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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity or MCD credit intermediation activity

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

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FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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Similar To

REC 1.1 Application

SUP 18.1 Application

SYSC 1.1A Application

CREDS 9.1 Application and purpose

PERG 8.3 Financial promotion

EG 16.4 The effect of a disapplication order

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MAR 10.1 Application

BIPRU 12.2 Adequacy of liquidity resources

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach