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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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DEPP 7.1 Application and purpose

FEES 6.7 Payment of levies

SYSC 4.9 Handover procedures and material

REC 6.6 Supervision

EG 13.12 Insolvency regime and relevant sections of the Act

REC 2.2 Method of satisfying the recognition requirements

MAR 5.6 Reporting requirements

APER 4.5 Statement of Principle 5

SUP 16.10 Verification of firm details

REC 2.4 Suitability

LR 9.6 Notifications

PERG 6.7 Examples

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)