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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

As Published: 2015

CONC 5A.3 Prohibition from imposing charges under agreements for high-cost short-term credit

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries