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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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Similar To

PERG 2.7 Activities: a broad outline

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 9.1 Application and purpose

SYSC 19D.3 Remuneration principles

SUP 5.1 Application and purpose

SYSC 5.1 Skills, knowledge and expertise

DEPP 3.2 The operation of the RDC

COND 2.5 Suitability

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 15.6 Inaccurate, false or misleading information

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation