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MAR 4.3 Support of the Takeover Panel's Functions
As Published: 2007
MAR 4.3 Support of the Takeover Panel's Functions
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DEPP 6.4 Financial penalty or public censure
As Published: 2010
DEPP 6.4 Financial penalty or public censure
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BIPRU 1.2 Definition of the trading book
As Published: 2010
BIPRU 1.2 Definition of the trading book
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REC 2.16B Operation of a data reporting service
As Published: 2017
REC 2.16B Operation of a data reporting service
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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation
As Published: 2001
SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation
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CONC 7.10 Treatment of customers with mental capacity limitations
As Published: 2014
CONC 7.10 Treatment of customers with mental capacity limitations
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CONC 3.4 Risk warning for high-cost short-term credit
As Published: 2014
CONC 3.4 Risk warning for high-cost short-term credit
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COBS 22.2 Restrictions on the retail distribution of mutual society shares
As Published: 2015
COBS 22.2 Restrictions on the retail distribution of mutual society shares
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MCOB 3A.6 Home purchase plan financial promotions
As Published: 2015
MCOB 3A.6 Home purchase plan financial promotions
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