Search Result

921 - 940 of 1659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

As Published: 2015

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background