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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

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COBS 14.3 Information about designated investments (non-MiFID provisions)

As Published: 2007

COBS 14.3 Information about designated investments (non-MiFID provisions)

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