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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

EG 15.1 Introduction

REC 2.9 Transaction recording

EG 9.1 Introduction

EG 3.2B Information requests (section 122B)

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

DEPP 8.1 Introduction

SUP 4.4 Appropriate actuaries

CASS 8.3 Records and internal controls

MCOB 4.4A Initial disclosure requirements

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

PERG 2.4 Link between activities and the United Kingdom

DTR 5.8 Procedures for the notification and disclosure of major holdings

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

SUP 16.9 Appointed representatives annual report

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling