Search Result

301 - 320 of 337 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars