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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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LR 17.3 Requirements with continuing application

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

REC 4.5 FCA supervision of action by UK RIEs under their default rules

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 6.7 Notification rules for overseas recognised bodies

LR 9.8 Annual financial report

REC 3.26 Proposals to make regulatory provision

CASS 8.3 Records and internal controls

PERG 13.5 Exemptions from MiFID

SUP 10A.9 Significant management functions

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

CASS 7.15 Records, accounts and reconciliations

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 16.6 Exclusions

PERG 2.11 Persons who are exempt for credit-related regulated activities

IFPRU 8.1 Prudential consolidation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

REC 4.2B Exercise of passport rights by a UK RIE

FEES 13.2 The IML levy