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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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CONC 3.8 Financial promotions and communications: lenders

As Published: 2015

CONC 3.8 Financial promotions and communications: lenders

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CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

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CONC 6.5 Assignment of rights

As Published: 2014

CONC 6.5 Assignment of rights

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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CONC 3.5 Financial promotions about credit agreements not secured on land

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PERG 4.10B Regulation of buy to let lending

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IFPRU 6.2 Guidance on market risk

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.2 Basis of disclosures

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 5A.5 Systems and controls for algorithmic trading

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

COBS 11.2 Best execution for AIFMs and residual CIS operators

MCOB 11.6 Responsible lending and financing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy