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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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Effective Period

Similar To

EG 5.3 The basis of settlement discussions

SYSC 4.2 Persons who effectively direct the business

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 11.3 The FCA’s choice of powers

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

COLL 7.7 UCITS mergers

MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

SUP 15.13 Notification by CBTL firms

SUP 15.2 Purpose

EG 2.4 Case selection: Unauthorised business

SYSC 18.3 Internal arrangements

REC 6.6 Supervision

MAR 1.3 Insider dealing

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation